Tag: BrokerDealer

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Zodia Markets Receives In-Principle Approval as Crypto Broker-Dealer in Abu Dabhi

Zodia Markets Receives In-Principle Approval as Crypto Broker-Dealer in Abu Dabhi

Zodia Markets, a digital asset marketplace backed by Standard Chartered Ventures, has been granted In-Principle Approval to operate as a crypto broker [...]
US lawmakers press SEC and FINRA on Prometheum’s broker-dealer approval

US lawmakers press SEC and FINRA on Prometheum’s broker-dealer approval

United States lawmakers on the House Financial Services Committee have demanded answers from the heads of the Securities and Exchange Commission (SEC) [...]
Binance to offer crypto broker-dealer services in Dubai with new license

Binance to offer crypto broker-dealer services in Dubai with new license

Major cryptocurrency exchange Binance has reached another milestone in relationships with regulators in the United Arab Emirates by winning a new lice [...]
Investment Firm Republic Buys Stake in SEC-Regulated Broker-Dealer INX at $50M Valuation

Investment Firm Republic Buys Stake in SEC-Regulated Broker-Dealer INX at $50M Valuation

Republic will acquire around a 9.5% stake in INX at an approximate $50 million pre-money valuation, with a "non-binding" commitment to acquire of 100% [...]
Broker-Dealer INX Digital Bids to Purchase Voyager Assets

Broker-Dealer INX Digital Bids to Purchase Voyager Assets

Please note that our privacy policy, terms of use, cookies, and do not sell my personal information has been updated.The leader in news and informatio [...]
Binance Gets In-Principle Approval to Operate as Crypto Broker-Dealer in Abu Dhabi

Binance Gets In-Principle Approval to Operate as Crypto Broker-Dealer in Abu Dhabi

Binance Gets In-Principle Approval to Operate as Crypto Broker-Dealer in Abu Dhabi www.coindesk.com [...]
Winklevoss-Owned Gemini Galactic Snags FINRA Broker-Dealer Approval

Winklevoss-Owned Gemini Galactic Snags FINRA Broker-Dealer Approval

The approval allows Gemini Galactic to operate an alternative trading system (ATS), which will facilitate the trading of “digital asset securities,” s [...]
Crypto Lender Nexo Makes Strategic Investment in SEC-Licensed Broker-Dealer

Crypto Lender Nexo Makes Strategic Investment in SEC-Licensed Broker-Dealer

Cryptocurrency lender Nexo said it made a strategic investment in U.S.-regulated broker-dealer Texture Capital without specifying how much money is [...]
Massachusetts regulator seeks to revoke Robinhood’s broker-dealer license

Massachusetts regulator seeks to revoke Robinhood’s broker-dealer license

Massachusetts' securities regulator is searching for to revoke the broker-dealer license of cryptocurrency-friendly inventory buying and selling ap [...]
Uphold obtains FINRA approval to accumulate US broker-dealer

Uphold obtains FINRA approval to accumulate US broker-dealer

Cryptocurrency pockets and buying and selling platform Uphold has obtained regulatory approval to buy JNK Securities, a U.S. broker-dealer.In an an [...]
US Lawmakers Ask SEC to Make clear Dealer-Vendor Guidelines

US Lawmakers Ask SEC to Make clear Dealer-Vendor Guidelines

9 U.S. lawmakers requested the Securities and Change Fee (SEC) and Monetary Trade Regulatory Authority (FINRA) to make clear how crypto corporation [...]
Publicly Traded INX Crypto Alternate Acquires Dealer-Supplier Openfinance

Publicly Traded INX Crypto Alternate Acquires Dealer-Supplier Openfinance

INX Restricted, a cryptocurrency trade that went public on Ethereum final month, will buy U.S. broker-dealer Openfinance Securities. www.coindes [...]
Securitize Goes License Purchasing With Acquisition of SEC-Registered Dealer-Seller

Securitize Goes License Purchasing With Acquisition of SEC-Registered Dealer-Seller

Safety token agency Securitize is attempting to change into a broker-dealer and different buying and selling system for digital property, the corpo [...]
Overstock’s tZERO Wins FINRA Approval to Launch Retail Dealer-Supplier Subsidiary

Overstock’s tZERO Wins FINRA Approval to Launch Retail Dealer-Supplier Subsidiary

Safety token platform tZERO introduced Thursday the Monetary Business Regulatory Authority (FINRA) has accepted its utility to launch a retail brok [...]
SEC Registered Dealer-Supplier Is Launching a Safety Token Platform

SEC Registered Dealer-Supplier Is Launching a Safety Token Platform

As a registered broker-dealer, Watchdog Capital mentioned it is able to supply a complete host of SEC-exempted choices for safety tokens. www.co [...]
1 2 15 / 17 POSTS