Tag: Financial Industry Regulatory Authority
Prometheum Earns Final U.S. Regulatory Nod to Try Hand at Fully-Compliant Crypto
Prometheum has previously acknowledged that, when it got its approval as one of about 70 SEC-regulated alternative trading systems (ATSs), it disclose [...]
Brokers must inform you much more about what they’re advising you to purchase beginning subsequent week
Excellent news for traders: Your broker-dealer goes to need to disclose much more about what she or he is advising you to purchase or promote. Reg [...]
2 / 2 POSTS