Tag: fines
FINRA fines StoneX Financial for alleged failure to provide best execution
StoneX Financial Inc., formerly known as INTL FCStone Financial Inc, has agreed to pay a fine of $70,000 as [...]
Thames, Yorkshire and Northumbrian Water face £168m fines for sewage spills
Dan Kitwood/Getty ImagesThames Water, Yorkshire Water and Northumbrian Water face £168m fines by the industry regulator over historic sewage spills.Th [...]
Government delays university free-speech fines
Controversial new powers for universities and student unions to be fined for failing to uphold freedom of speech have been put on hold by the governme [...]
Bridget Phillipson says term-time holiday fines ‘here to stay’
24 minutes agoBy Branwen Jeffreys, Education Editor, @branwenjeffreys • Nathan Standley, BBC NewsEPABridget Phillipson says parents should "honour our [...]
Italy to Increase Surveillance of Crypto Market With Fines as High as 5M Euros: Reuters
Please note that our privacy policy, terms of use, cookies, and do not sell my personal information has been updated.CoinDesk is an award-winning medi [...]
CME Group fines BlackEdge Capital for alleged violations of Exchange rules
International derivatives marketplace CME Group has posted a notice of disciplinary action against BlackEdge Capital LLC.
Pursuant to an o [...]
Crypto Exchange Binance Fined C$6M ($4.3M) by Canadian Financial Regulator FINTRAC for ‘Administrative Violations’
FINTRAC also said that, between June 1, 2021 and July 19, 2023 Binance failed to report 5,902 crypto transactions bigger than $10,000 and their attach [...]
Garlinghouse Says SEC to Press Judge for $2B in Fines and Penalties in Ripple Case
Alderoty wrote that the company will file its response to the SEC’s motion next month, adding "As we all have seen time and time again, this is a regu [...]
Crypto.com Fined $3.1M by Dutch Regulator for Operating Without Registration
The Dutch central bank announced the fine was imposed for non-compliance before the company registered with the regulator.
www.coindesk.com [...]
Fines for missing heat pump targets could be dropped, Downing Street hints
Plans to penalise boiler makers for missing heat pump installation targets are reportedly being scrapped.
www.bbc.co.uk [...]
FINRA fines Landolt Securities for deficient supervision of electronic communications
Landolt Securities, Inc has agreed to pay a fine of $25,000 as a part of a settlement with the Financial Industry Regulatory Authority ( [...]
CME fines, bars trader for prearranging numerous transactions – Forex Factory
CME fines, bars trader for prearranging numerous transactions Forex Factory
www.forexfactory.com [...]
Estonian c-bank fines Bigbank AS
Eesti Pank, the central bank of the Republic of Estonia, today issued a notice to Bigbank AS regarding a violation of the mandatory rese [...]
U.S. Fines Southwest Airlines $140 Million for Holiday Meltdown
The penalty is by far the largest ever imposed by the Transportation Department on an airline for consumer protection violations.
www.nytimes.com [...]
CME fines Transtrend for position limit violations
International derivatives marketplace CME Group has posted a notice of disciplinary action against Transtrend BV.
Pursuant to an offer o [...]