Tag: violations
European Union Is Probing Meta, Alphabet, and Apple over Violations
Timothy St John is a seasoned financial analyst and writer, catering to the dynamic landscapes of the US and European markets. Boasting over a decade [...]
Paytm Denies Claims of Foreign Exchange Rule Violations
Paytm, one of India’s leading digital payments firms, is reportedly under investigation by India’s financial crime-fighting [...]
‘Misleading, Baseless & Malicious’: Paytm Denies Reports Of ED Probe, Forex Violations
One97 Communications Limited, also known as Paytm, on Monday denied reports of Investigation or violation of Foreign Exchange rules by the Company or [...]
FINRA finds rule violations in 70% of crypto asset communications
The Financial Industry Regulatory Authority (FINRA) has identified potential violations of FINRA Rule 2210 (Communications with the Publ [...]
OFAC Accepts $1.2M Fine from Crypto Exchange CoinList to Settle Allegation of Russia Sanctions Violations
“This enforcement action further emphasizes the importance for virtual currency companies and those involved in emerging technologies to incorporate r [...]
CME fines Transtrend for position limit violations
International derivatives marketplace CME Group has posted a notice of disciplinary action against Transtrend BV.
Pursuant to an offer o [...]
Dollar General tries to drive a turnaround after safety violations
Dollar General has gotten hit by steep fines for safety violations, slammed on late-night TV and even overruled by its own shareholders.On Thursday, C [...]
Spanish regulators set precedent with crypto ad violations case
The principal financial regulator in Spain, the National Securities Market Commission (CNMV), has opened the first case on violating crypto promotion [...]
Universal Music Group enters partnership to protect artists’ rights against AI violations
Universal Music Group (UMG) announced a new partnership with social music creation platform BandLab Technologies on Oct. 18 to promote responsible pra [...]
U.S. Imposes First Sanctions for Violations of Russian Oil Price Cap
The Treasury Department called the action a new phase of enforcement of a policy to starve Russia of oil revenue.
www.nytimes.com [...]
Former FTX Auditor Prager Metis Sued by U.S. SEC for Hundreds of Alleged Violations
“Auditor independence is critical to both protecting the integrity of financial reporting and promoting public trust. As alleged in our complaint, ove [...]
Renters’ rights violations to be investigated
Since February, the CMA has been engaging with the government's Levelling Up department, and various consumer rights groups, including Citizens Advice [...]
Tornado Cash co-founders charged with money laundering, sanctions violations
The United States Treasury’s Office of Foreign Assets Control (OFAC) added Roman Semenov, one of the co-founders of the Tornado Cash cryptocurrency “m [...]
Coinbase political initiative features US lawmaker who admitted to ethics violations
United States-based cryptocurrency exchange Coinbase’s latest push advocating for crypto holders to “speak directly to lawmakers” featured a House of [...]
US authorities are investigating former FTX exec for potential campaign finance violations: Report
Prosecutors in New York are reportedly looking into former FTX Digital Markets co-CEO Ryan Salame for potential violations of campaign finance law in [...]