Tag: Unregistered
Federal Court Orders Unregistered Pool Operator and its President to Pay Over $11 Million for Forex Fraud – Forex Factory
Federal Court Orders Unregistered Pool Operator and its President to Pay Over $11 Million for Forex Fraud Forex Factory
www.forexfactory.c [...]
Elon Musk’s xAI files with SEC for private sale of $1B in unregistered securities
Elon Musk’s X-linked AI modeler xAI has an agreement for the private sale of $865.3 million in unregistered equity securities, according to a filing w [...]
Cristiano Ronaldo sued for promoting Binance, unregistered securities
Pro-soccer star Cristiano Ronaldo has been hit with a proposed class-action lawsuit from plaintiffs claiming they suffered losses from his promotion o [...]
Kraken Accused by SEC of Operating Unregistered Platform, Improperly Mixing Customer Funds
"Similarly, Kraken has held at times more than $5 billion worth of its customers’ cash, and it also commingles some of its customers’ cash with some o [...]
SEC Charges SafeMoon Team With Fraud, Offering Unregistered Crypto Securities
"Unregistered offerings lack the disclosures and accountability that the law demands, and they attract scammers like Kyle Nagy, who use these vulnerab [...]
Coinbase-SEC Unregistered Securities Case Sees New Amicus Briefs
Now, three new amicus briefs, which allow parties who are interested but not directly affected by the case to aid the court’s reasoning, argue crypto [...]
Taiwan bans unregistered foreign crypto exchanges from operating
Taiwan’s Financial Supervisory Commission (FSC) is moving to improve protections for cryptocurrency investors by introducing new rules.The FSC has for [...]
HK regulator vows to intensify crackdown on unregistered crypto platforms
Hong Kong's financial regulator, the Securities and Futures Commission (SFC) has vowed to step up its efforts to combat unregulated cryptocurrency tra [...]
UK FCA gives unregistered crypto firms ‘final warning’ on ads regime compliance
The Financial Conduct Authority (FCA), the United Kingdom’s financial markets regulator, has again expressed its concern over the lack of engagement o [...]
SEC charges company behind Stoner Cats NFT series with unregistered securities sale
Stoner Cats 2 LLC (SC2), the company behind the Stoner Cats animated series, has agreed to a cease-and-desist order and other measures imposed by the [...]
Mila Kunis-Backed Stoner Cats Faces SEC Enforcement Action for “Unregistered” NFT Offerings
Stoner Cats NFT holders were also incentivized to trade the NFTs, receiving a 2.5% royalty for each secondary-market transaction involving the collect [...]
Taiwan to restrict unregistered, noncompliant foreign crypto exchanges
East Asian country Taiwan is reportedly planning to put restrictions on unregistered overseas crypto exchanges operating within its jurisdiction as a [...]
Trump NFTs back in demand, SEC says NFT sales are unregistered securities: Nifty Newsletter
Welcome to the latest edition of Cointelegraph’s Nifty Newsletter. Keep reading to stay up-to-date with the latest stories on nonfungible tokens. E [...]
SEC charges podcaster in first unregistered securities sales claim against NFT offering
The United States Securities and Exchange Commission (SEC) has charged a media and entertainment company with conducting unregistered securities sales [...]
SEC files complaint against Hex founder for allegedly offering unregistered securities
The United States Securities and Exchange (SEC) has filed a lawsuit against Richard Schueler, better known in the crypto space as Richard Heart, for a [...]