Tag: Unregistered
SEC Alleges Gemini, Genesis Sold Unregistered Securities
The Securities and Exchange Commission alleged crypto exchange Gemini and Genesis sold unregistered securities in an enforcement action late Thursday. [...]
SEC files unregistered securities charges against Thor Token creators for 2018 ICO
The United States Securities and Exchange Commission (SEC) filed a complaint against Thor Technologies and its cofounder and CEO David Chin in U.S. Di [...]
Investor Alert: Investors Cautioned About Multiple Unregistered Entities | News and Media
Released on October 28, 2022
The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) warns inve [...]
SEC Investigating Bored Ape Creator Yuga Labs Over Unregistered Offerings: Report
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FCA highlights limited role as unregistered businesses continue to operate
The number of unregistered cryptocurrency-related businesses continues to outweigh those signed up with the United Kingdom’s Financial Conduct Authori [...]
Korean financial watchdog to block tens of unregistered exchange websites
Unregistered cryptocurrency exchanges operating in South Korea could see their services grind to a halt as the Korea Financial Intelligence Unit (FIU) [...]
SEC Files Complaint Against Dragonchain for Unregistered Initial Coin Offering
The complaint alleges CEO John Roets, along with three Dragonchain entities, violated the Securities Act by raising millions of dollars from the sale [...]
Uzbekistan blocks access to foreign crypto exchanges over unregistered trading
The government of Uzbekistan, which has previously made significant steps toward a moderate approach to crypto, announced Wednesday that it has restri [...]
CFTC labels 34 crypto and forex firms as unregistered foreign entities
The United States Commodity Futures Trading Commission, or CFTC, has added 34 unregistered foreign entities to its Registration Deficient List, includ [...]
Class action lawsuit claims Solana’s SOL is an unregistered security
Solana Labs is the latest crypto company to be hit with a lawsuit accusing it of promoting an unregistered security.The class action was filed on July [...]
Iowa regulator orders BlockFi to pay $943K over alleged unregistered securities offering
The Iowa Insurance Division, or IID, a regulator responsible for many securities sales in the state, has fined crypto lending firm BlockFi more than $ [...]
Ofsted to get new powers to tackle illegal unregistered schools in England
England's schools regulator says such schools are often "unsafe" and don't provide a full education.
www.bbc.co.uk [...]
South Korean Crypto Exchange Bithumb Will Block Unregistered Wallets
Bithumb, one of South Korea's largest crypto exchange by trading volume, will stop accepting wallet addresses that haven't been properly registered wi [...]
SEC Charges Crypto Firm and Founder With ‘Fraud and Unregistered’ ICO Offering
The US Securities and Exchange Commission (SEC) on Thursday accused a crypto startup Crowd Machine and its Australian founder Craig Sproule of defr [...]
SEC files complaint against operator of ‘unregistered’ $33M Crowd Machine ICO
The United States Securities and Exchange Commission (SEC) has filed a suit against Australian Craig Derel Sproule for the allegedly “fraudulent an [...]